Unclaimed Profile

George Robert Register

SIE, Series 1, Series 7TO, Series 14, Series 24, Series 63, Series 66, Series 79TO, Series 99TO14 years registeredREGISTER FINANCIAL ADVISORS, LLC

3500 LENOX ROAD, ATLANTA, GA 30326CRD# 373031Firm CRD# 143884

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

George Robert Register · ATLANTA, GA

Registration

CRD #373031 · REGISTER FINANCIAL ADVISORS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

Jul 2012 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7TO

Series 14

Series 24

Series 63

Series 66

Series 79TO

Series 99TO

Registration record

First registered · July 9, 2012

Years registered · 14

Disclosure History

2010Customer Dispute·Closed-No Action

2009Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

CRD 143884 · SEC 801-81190

AUM

$296M

Regulatory assets under management

Employees

726 client accounts

Services offered by REGISTER FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at REGISTER FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does George Robert Register offer?

George Robert Register specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ATLANTA, Georgia for a consultation.

What are George Robert Register's credentials?

George Robert Register is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is George Robert Register located?

George Robert Register is based in ATLANTA, Georgia, working with REGISTER FINANCIAL ADVISORS, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does George Robert Register charge for services?

George Robert Register's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REGISTER FINANCIAL ADVISORS, LLC?

REGISTER FINANCIAL ADVISORS, LLC has approximately 14 employees and manages $296M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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