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Caroline Lee Scott

SHEFFIELD INVESTMENT MANAGEMENT INC·ATLANTA, Georgia
Clean recordSHEFFIELD INVESTMENT MANAGEMENT INC
900 CIRCLE 75 PARKWAY, ATLANTA, GA 30339-3082CRD# 2210934Firm CRD# 105189

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Caroline Lee Scott · ATLANTA, GA
Registration
CRD #2210934 · SHEFFIELD INVESTMENT MANAGEMENT INC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Caroline Lee Scott is a registered financial advisor based in ATLANTA, Georgia, affiliated with SHEFFIELD INVESTMENT MANAGEMENT INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
SHEFFIELD INVESTMENT MANAGEMENT INC
SHEFFIELD INVESTMENT MANAGEMENT INC
AUM
$76M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at SHEFFIELD INVESTMENT MANAGEMENT INC →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2210934
Firm CRD# 105189
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Caroline Lee Scott offer?
Caroline Lee Scott specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in ATLANTA, Georgia for a consultation.
What are Caroline Lee Scott's credentials?
Caroline Lee Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Caroline Lee Scott located?
Caroline Lee Scott is based in ATLANTA, Georgia, working with SHEFFIELD INVESTMENT MANAGEMENT INC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.
How does Caroline Lee Scott charge for services?
Caroline Lee Scott's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SHEFFIELD INVESTMENT MANAGEMENT INC?
SHEFFIELD INVESTMENT MANAGEMENT INC has approximately 1 employees and manages $76M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SHEFFIELD INVESTMENT MANAGEMENT INC

Roger Alan Sheffield
ATLANTA, GA

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
Advisor Fees in GeorgiaNational Fee Analysis
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