Unclaimed Profile

Carole Herron Cox

SYNOVUS TRUST COMPANY, N.A.·ATLANTA, Georgia

Series 65Clean record23 years registeredSYNOVUS TRUST COMPANY, N.A.

3280 PEACHTREE ROAD, NE, ATLANTA, GA 30305CRD# 1926104Firm CRD# 168405

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carole Herron Cox · ATLANTA, GA

Registration

CRD #1926104 · SYNOVUS TRUST COMPANY, N.A. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SYNOVUS TRUST COMPANY, N.A.

GLOBALT INVESTMENTS

Aug 2013 – Sep 2023

ATLANTA, GA

GLOBALT INC

Mar 2003 – Aug 2013

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 25, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SYNOVUS TRUST COMPANY, N.A.

CRD 168405 · SEC 801-78344

AUM

$2.5B

Regulatory assets under management

Employees

4,225 client accounts

Services offered by SYNOVUS TRUST COMPANY, N.A.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SYNOVUS TRUST COMPANY, N.A. →

Introduction

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Frequently Asked Questions

What services does Carole Herron Cox offer?

Carole Herron Cox specializes in Investment Management, Wealth Management.

What are Carole Herron Cox's credentials?

Carole Herron Cox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carole Herron Cox located?

Carole Herron Cox is based in ATLANTA, Georgia, last registered with SYNOVUS TRUST COMPANY, N.A..

How does Carole Herron Cox charge for services?

Carole Herron Cox's firm is compensated through percentage of aum, subscription fees, other: pct of model portfolio fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYNOVUS TRUST COMPANY, N.A.?

SYNOVUS TRUST COMPANY, N.A. has approximately 21 employees and manages $2.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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