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Barry Howard Kaplan

SOUTHERN WEALTH MANAGEMENT, INC·ATLANTA, Georgia
Clean record19 years registeredSOUTHERN WEALTH MANAGEMENT, INC
115 PERIMETER CENTER PLACE, NE, ATLANTA, GA 30346CRD# 5155847Firm CRD# 127349

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Barry Howard Kaplan · ATLANTA, GA
Registration
CRD #5155847 · SOUTHERN WEALTH MANAGEMENT, INC · 19 years registered
Brand Profile
Not yet started
01

Career History

MODERA WEALTH MANAGEMENT, LLC
Jan 2017 – present
CAMBRIDGE WEALTH COUNSEL
Sep 2006 – Feb 2017
ATLANTA, GA
02

Registrations & Exams

Registration record
First registered · September 30, 2006
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SOUTHERN WEALTH MANAGEMENT, INC
CRD 127349 · SEC 801-78948
AUM
$238M
Regulatory assets under management
Employees
5
993 client accounts
Services offered by SOUTHERN WEALTH MANAGEMENT, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SOUTHERN WEALTH MANAGEMENT, INC →
Introduction

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05

Frequently Asked Questions

What services does Barry Howard Kaplan offer?
Barry Howard Kaplan specializes in Financial Planning, Investment Management. Contact their office in ATLANTA, Georgia for a consultation.
What are Barry Howard Kaplan's credentials?
Barry Howard Kaplan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Barry Howard Kaplan located?
Barry Howard Kaplan is based in ATLANTA, Georgia, working with SOUTHERN WEALTH MANAGEMENT, INC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.
How does Barry Howard Kaplan charge for services?
Barry Howard Kaplan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOUTHERN WEALTH MANAGEMENT, INC?
SOUTHERN WEALTH MANAGEMENT, INC has approximately 5 employees and manages $238M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Neil Von Mahoney
ATLANTA, GA

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