Unclaimed Profile

Anthony William Hosfeld

ADVOCACY WEALTH MANAGEMENT, LLC·ATLANTA, Georgia

SIE, Series 7, Series 63, Series 6523 years registeredADVOCACY WEALTH MANAGEMENT, LLC

3350 RIVERWOOD PARKWAY, ATLANTA, GA 30339-6401CRD# 2834666Firm CRD# 141943

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony William Hosfeld · ATLANTA, GA

Registration

CRD #2834666 · ADVOCACY WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

OSAIC ADVISORY SERVICES, LLC

Nov 2019 – present

ADVOCACY WEALTH MANAGEMENT, LLC

Mar 2012 – Dec 2019

ATLANTA, GA

CERTUS INVESTMENT ADVISORS, LLC

Nov 2011 – Dec 2014

ATLANTA, GA

SAGE CAPITAL HOLDINGS, LLC

Mar 2011 – Nov 2013

ATLANTA, GA

SAGE SOUTHEASTERN SECURITIES, INC.

Jun 2010 – Mar 2011

ATLANTA, GA

FIRST LEGACY SECURITIES, LLC

Nov 2007 – Apr 2010

HELENA, AL

FTB ADVISORS, INC.

Jan 2006 – Nov 2007

LAWRENCEVILLE, GA

WACHOVIA SECURITIES, LLC

Apr 2003 – Dec 2005

LILBURN, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · April 30, 2003

Years registered · 23

Disclosure History

2019Financial·Pending

2018Judgment / Lien

2016Customer Dispute·Settled

2006Customer Dispute·Closed-No Action

1980Criminal·Final Disposition

1972Criminal·Final Disposition

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ADVOCACY WEALTH MANAGEMENT, LLC

CRD 141943 · SEC 801-77677

AUM

$1.7B

Regulatory assets under management

Employees

1,715 client accounts

Services offered by ADVOCACY WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at ADVOCACY WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Anthony William Hosfeld offer?

Anthony William Hosfeld specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in ATLANTA, Georgia for a consultation.

What are Anthony William Hosfeld's credentials?

Anthony William Hosfeld is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anthony William Hosfeld located?

Anthony William Hosfeld is based in ATLANTA, Georgia, working with ADVOCACY WEALTH MANAGEMENT, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does Anthony William Hosfeld charge for services?

Anthony William Hosfeld's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ADVOCACY WEALTH MANAGEMENT, LLC?

ADVOCACY WEALTH MANAGEMENT, LLC has approximately 30 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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