Unclaimed Profile

Carol Jean Wildermuth

KALOS MANAGEMENT, INC.·ALPHARETTA, Georgia

SIE, Series 3, Series 4, Series 7, Series 8, Series 9, Series 10, Series 14, Series 24, Series 28, Series 53, Series 63, Series 66, Series 99TOClean record23 years registeredKALOS MANAGEMENT, INC.

11525 PARK WOODS CIRCLE, ALPHARETTA, GA 30005CRD# 1555730Firm CRD# 133025

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carol Jean Wildermuth · ALPHARETTA, GA

Registration

CRD #1555730 · KALOS MANAGEMENT, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KALOS MANAGEMENT, INC.

ASTERIA WEALTH LLC

Nov 2019 – Oct 2023

PONTE VEDRA BEACH, FL

KALOS MANAGEMENT

Feb 2005 – Oct 2023

ALPHARETTA, GA

KALOS MANAGEMENT

Dec 2004 – Feb 2005

ALPHARETTA, GA

KALOS CAPITAL, INC.

Mar 2003 – Mar 2005

ALPHARETTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 8

Series 9

Series 10

Series 14

Series 24

Series 28

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · March 6, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KALOS MANAGEMENT, INC.

CRD 133025 · SEC 801-65182

AUM

$129M

Regulatory assets under management

Employees

1,174 client accounts

Services offered by KALOS MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KALOS MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Carol Jean Wildermuth offer?

Carol Jean Wildermuth specializes in Financial Planning, Investment Management.

What are Carol Jean Wildermuth's credentials?

Carol Jean Wildermuth is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carol Jean Wildermuth located?

Carol Jean Wildermuth is based in ALPHARETTA, Georgia, last registered with KALOS MANAGEMENT, INC..

How does Carol Jean Wildermuth charge for services?

Carol Jean Wildermuth's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KALOS MANAGEMENT, INC.?

KALOS MANAGEMENT, INC. has approximately 5 employees and manages $129M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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