AdvisorOS Directory
Claim Profile
Unclaimed Profile
BF

Brian Lee Fricke

FINANCIAL MANAGEMENT CONCEPTS·WINTER SPRINGS, Florida
Series 6, Series 7, Series 24, Series 6334 years registeredFINANCIAL MANAGEMENT CONCEPTS
1700 TOWN PLAZA COURT, WINTER SPRINGS, FL 32708CRD# 1587768Firm CRD# 118793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brian Lee Fricke · WINTER SPRINGS, FL
Registration
CRD #1587768 · FINANCIAL MANAGEMENT CONCEPTS · 34 years registered
Brand Profile
Not yet started
01

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Apr 2022 – present
FINANCIAL MANAGEMENT CONCEPTS
May 1992 – May 2022
WINTER SPRINGS, FL
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 24
Series 63
Registration record
First registered · May 19, 1992
Years registered · 34
03

Disclosure History

2004Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
FINANCIAL MANAGEMENT CONCEPTS CORPORATION
CRD 118793 · SEC 801-62030
AUM
$189M
Regulatory assets under management
Employees
5
631 client accounts
Services offered by FINANCIAL MANAGEMENT CONCEPTS CORPORATION
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at FINANCIAL MANAGEMENT CONCEPTS CORPORATION →
Introduction

Speak with Brian

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Brian is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WINTER SPRINGS?

Browse all registered financial advisors in WINTER SPRINGS, Florida or claim this profile if it's yours.

Browse WINTER SPRINGS AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Brian Lee Fricke offer?
Brian Lee Fricke specializes in Financial Planning, Investment Management. Contact their office in WINTER SPRINGS, Florida for a consultation.
What are Brian Lee Fricke's credentials?
Brian Lee Fricke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brian Lee Fricke located?
Brian Lee Fricke is based in WINTER SPRINGS, Florida, working with FINANCIAL MANAGEMENT CONCEPTS. Their office serves clients in the WINTER SPRINGS metropolitan area and surrounding communities.
How does Brian Lee Fricke charge for services?
Brian Lee Fricke's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINANCIAL MANAGEMENT CONCEPTS?
FINANCIAL MANAGEMENT CONCEPTS has approximately 5 employees and manages $189M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at FINANCIAL MANAGEMENT CONCEPTS

Brian Patrick Terry
WINTER SPRINGS, FL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Florida
MIAMI (466)TAMPA (204)BOCA RATON (175)CORAL GABLES (130)NAPLES (126)SARASOTA (106)PALM BEACH GARDENS (98)ORLANDO (97)FORT LAUDERDALE (95)JACKSONVILLE (95)
City Guides
MIAMI GuideTAMPA GuideBOCA RATON GuideCORAL GABLES GuideNAPLES Guide
Research
Advisor Fees in FloridaNational Fee Analysis
Request removal of this profile