Unclaimed Profile

Sara Pennisi Searle

MARINER INSTITUTIONAL, LLC·WINTER PARK, Florida

SIE, Series 7, Series 24, Series 66Clean record11 years registeredMARINER INSTITUTIONAL, LLC

531 W MORSE BLVD, WINTER PARK, FL 32789CRD# 6380470Firm CRD# 111964

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sara Pennisi Searle · WINTER PARK, FL

Registration

CRD #6380470 · MARINER INSTITUTIONAL, LLC · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MARINER INSTITUTIONAL, LLC

TRILOMA ENERGY ADVISORS LLC

Nov 2015 – Jan 2018

WINTER PARK, FL

NEWPORT GROUP SECURITIES, INC.

Feb 2015 – Sep 2015

HEATHROW, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · February 20, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARINER INSTITUTIONAL, LLC

CRD 111964 · SEC 801-58253

AUM

$977M

Regulatory assets under management

Employees

24 client accounts

Services offered by MARINER INSTITUTIONAL, LLC

Per Form ADV

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MARINER INSTITUTIONAL, LLC →

Introduction

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Frequently Asked Questions

What services does Sara Pennisi Searle offer?

Sara Pennisi Searle specializes in Investment Management.

What are Sara Pennisi Searle's credentials?

Sara Pennisi Searle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sara Pennisi Searle located?

Sara Pennisi Searle is based in WINTER PARK, Florida, last registered with MARINER INSTITUTIONAL, LLC.

How does Sara Pennisi Searle charge for services?

Sara Pennisi Searle's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARINER INSTITUTIONAL, LLC?

MARINER INSTITUTIONAL, LLC has approximately 90 employees and manages $977M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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