Unclaimed Profile

James Hughes

BROADCREST ASSET MANAGEMENT, LLC·WINTER PARK, Florida

Clean recordBROADCREST ASSET MANAGEMENT, LLC

558 W. NEW ENGLAND AVENUE, WINTER PARK, FL 32789CRD# 5600549Firm CRD# 287590

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Hughes · WINTER PARK, FL

Registration

CRD #5600549 · BROADCREST ASSET MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

James Hughes is a registered financial advisor based in WINTER PARK, Florida, affiliated with BROADCREST ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

BROADCREST ASSET MANAGEMENT, LLC

AUM

$401M

Regulatory assets under management

Employees

Total firm employees

View all advisors at BROADCREST ASSET MANAGEMENT, LLC →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 5600549

Firm CRD# 287590

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Hughes offer?

James Hughes specializes in Retirement Planning. Contact their office in WINTER PARK, Florida for a consultation.

What are James Hughes's credentials?

James Hughes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Hughes located?

James Hughes is based in WINTER PARK, Florida, working with BROADCREST ASSET MANAGEMENT, LLC. Their office serves clients in the WINTER PARK metropolitan area and surrounding communities.

How does James Hughes charge for services?

James Hughes's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROADCREST ASSET MANAGEMENT, LLC?

BROADCREST ASSET MANAGEMENT, LLC has approximately 6 employees and manages $401M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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