Unclaimed Profile

Gregory Joseph Mendoza

WATER OAK ADVISORS, LLC·WINTER PARK, Florida

Series 7, Series 9, Series 10, Series 63, Series 66Clean record22 years registeredWATER OAK ADVISORS, LLC

145 LINCOLN AVENUE, WINTER PARK, FL 32789-3836CRD# 4199892Firm CRD# 140486

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Joseph Mendoza · WINTER PARK, FL

Registration

CRD #4199892 · WATER OAK ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

PATHSTONE

Jul 2022 – present

EATON VANCE WATEROAK ADVISORS

Jan 2021 – May 2022

WINTER PARK, FL

WATER OAK ADVISORS, LLC

Jun 2013 – Dec 2020

WINTER PARK, FL

CHARLES SCHWAB & CO., INC.

Jan 2011 – Apr 2013

ORLANDO, FL

STRATEGIC ADVISERS, INC.

May 2004 – Nov 2010

ALTAMONTE SPRINGS, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · May 10, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WATER OAK ADVISORS, LLC

CRD 140486 · SEC 801-66872

AUM

$2.2B

Regulatory assets under management

Employees

2,020 client accounts

Services offered by WATER OAK ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WATER OAK ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Gregory Joseph Mendoza offer?

Gregory Joseph Mendoza specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in WINTER PARK, Florida for a consultation.

What are Gregory Joseph Mendoza's credentials?

Gregory Joseph Mendoza is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Joseph Mendoza located?

Gregory Joseph Mendoza is based in WINTER PARK, Florida, working with WATER OAK ADVISORS, LLC. Their office serves clients in the WINTER PARK metropolitan area and surrounding communities.

How does Gregory Joseph Mendoza charge for services?

Gregory Joseph Mendoza's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WATER OAK ADVISORS, LLC?

WATER OAK ADVISORS, LLC has approximately 16 employees and manages $2.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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