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Carol Diane Cooper

COMMUNITY CAPITAL MANAGEMENT, INC.·WESTON, Florida
Clean recordCOMMUNITY CAPITAL MANAGEMENT, INC.
2500 WESTON ROAD, WESTON, FL 33331CRD# 6139576Firm CRD# 109368

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carol Diane Cooper · WESTON, FL
Registration
CRD #6139576 · COMMUNITY CAPITAL MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Carol Diane Cooper is a registered financial advisor based in WESTON, Florida, affiliated with COMMUNITY CAPITAL MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Institutional Investors
Introduction

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03

Firm Overview

Firm
COMMUNITY CAPITAL MANAGEMENT, LLC
COMMUNITY CAPITAL MANAGEMENT, LLC
AUM
$5.0B
Regulatory assets under management
Employees
36
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Other: SPECIAL SERVICING FEES & 12B-1 REIMBURSEMENTS
Regulatory
SEC/IARD CRD# 6139576
Firm CRD# 109368
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Carol Diane Cooper offer?
Carol Diane Cooper specializes in Investment Management, Wealth Management. Contact their office in WESTON, Florida for a consultation.
What are Carol Diane Cooper's credentials?
Carol Diane Cooper is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carol Diane Cooper located?
Carol Diane Cooper is based in WESTON, Florida, working with COMMUNITY CAPITAL MANAGEMENT, INC.. Their office serves clients in the WESTON metropolitan area and surrounding communities.
How does Carol Diane Cooper charge for services?
Carol Diane Cooper's firm is compensated through percentage of aum, other: special servicing fees & 12b-1 reimbursements. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMMUNITY CAPITAL MANAGEMENT, INC.?
COMMUNITY CAPITAL MANAGEMENT, INC. has approximately 36 employees and manages $5.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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