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Thomas Wesley Ruggiero

RUGGIERO INVESTMENTS, INC.·WEST PALM BEACH, Florida
SIE, Series 7, Series 63, Series 65Clean record10 years registeredRUGGIERO INVESTMENTS, INC.
500 S. AUSTRAILIAN AVENUE, WEST PALM BEACH, FL 33401CRD# 6582501Firm CRD# 169180

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Wesley Ruggiero · WEST PALM BEACH, FL
Registration
CRD #6582501 · RUGGIERO INVESTMENTS, INC. · 10 years registered
Brand Profile
Not yet started
01

Career History

FINALIS SECURITIES LLC
May 2025 – present
RUGGIERO INVESTMENTS
Nov 2015 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · November 24, 2015
Years registered · 10
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RUGGIERO INVESTMENTS, INC.
CRD 169180 · SEC 801-131800
AUM
$114M
Regulatory assets under management
Employees
3
742 client accounts
Services offered by RUGGIERO INVESTMENTS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at RUGGIERO INVESTMENTS, INC. →
Introduction

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05

Frequently Asked Questions

What services does Thomas Wesley Ruggiero offer?
Thomas Wesley Ruggiero specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WEST PALM BEACH, Florida for a consultation.
What are Thomas Wesley Ruggiero's credentials?
Thomas Wesley Ruggiero is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Wesley Ruggiero located?
Thomas Wesley Ruggiero is based in WEST PALM BEACH, Florida, working with RUGGIERO INVESTMENTS, INC.. Their office serves clients in the WEST PALM BEACH metropolitan area and surrounding communities.
How does Thomas Wesley Ruggiero charge for services?
Thomas Wesley Ruggiero's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: account set-up fees at the discretion of rsoa an account will be. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RUGGIERO INVESTMENTS, INC.?
RUGGIERO INVESTMENTS, INC. has approximately 3 employees and manages $114M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at RUGGIERO INVESTMENTS, INC.

Thomas Anthony Ruggiero
WEST PALM BEACH, FL

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