Unclaimed Profile

Joseph Richard Marchese

FINANCIAL PLANNING CONCEPTS OF AMERICA, INC.·WEST PALM BEACH, Florida

Series 3, Series 7, Series 63, Series 65CFP31 years registeredFINANCIAL PLANNING CONCEPTS OF AMERICA, INC.

340 COLUMBIA TURNPIKE, WEST PALM BEACH, FL 33409CRD# 1581329Firm CRD# 126411

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Richard Marchese · WEST PALM BEACH, FL

Registration

CRD #1581329 · FINANCIAL PLANNING CONCEPTS OF AMERICA, INC. · 31 years registered

Brand Profile

Not yet started

Career History

WORLD INVESTMENT ADVISORS, LLC

Apr 2025 – present

FINANCIAL PLANNING CONCEPTS OF AMERICA, INC.

Oct 2023 – Aug 2025

WEST PALM BEACH, FL

NATHAN & LEWIS SECURITIES, INC.

Mar 1995 – Jan 2003

STATEN ISLAND, NY

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · March 10, 1995

Years registered · 31

Professional designation · CFP

Disclosure History

2023Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL PLANNING CONCEPTS OF AMERICA, INC.

CRD 126411 · SEC 801-64150

AUM

$126M

Regulatory assets under management

Employees

254 client accounts

Services offered by FINANCIAL PLANNING CONCEPTS OF AMERICA, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL PLANNING CONCEPTS OF AMERICA, INC. →

Introduction

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Frequently Asked Questions

What services does Joseph Richard Marchese offer?

Joseph Richard Marchese specializes in Financial Planning, Investment Management. Contact their office in WEST PALM BEACH, Florida for a consultation.

What are Joseph Richard Marchese's credentials?

Joseph Richard Marchese holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joseph Richard Marchese located?

Joseph Richard Marchese is based in WEST PALM BEACH, Florida, working with FINANCIAL PLANNING CONCEPTS OF AMERICA, INC.. Their office serves clients in the WEST PALM BEACH metropolitan area and surrounding communities.

How does Joseph Richard Marchese charge for services?

Joseph Richard Marchese's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL PLANNING CONCEPTS OF AMERICA, INC.?

FINANCIAL PLANNING CONCEPTS OF AMERICA, INC. has approximately 2 employees and manages $126M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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