Unclaimed Profile

Alice Cole

ESSEX ASSET MANAGEMENT LLC·VERO BEACH, Florida

Series 2Clean record16 years registeredESSEX ASSET MANAGEMENT LLC

821 A BEACHLAND BLVD, VERO BEACH, FL 32963CRD# 2766951Firm CRD# 148989

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alice Cole · VERO BEACH, FL

Registration

CRD #2766951 · ESSEX ASSET MANAGEMENT LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ESSEX ASSET MANAGEMENT LLC

ESSEX ASSET MANAGEMENT LLC

Jul 2010 – Nov 2016

VERO BEACH, FL

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · July 9, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ESSEX ASSET MANAGEMENT LLC

CRD 148989 · SEC 801-70193

AUM

$103M

Regulatory assets under management

Employees

105 client accounts

Services offered by ESSEX ASSET MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at ESSEX ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Alice Cole offer?

Alice Cole specializes in Investment Management, Fee-Only Advisory.

What are Alice Cole's credentials?

Alice Cole is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alice Cole located?

Alice Cole is based in VERO BEACH, Florida, last registered with ESSEX ASSET MANAGEMENT LLC.

How does Alice Cole charge for services?

Alice Cole's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ESSEX ASSET MANAGEMENT LLC?

ESSEX ASSET MANAGEMENT LLC has approximately 3 employees and manages $103M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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