Unclaimed Profile

Roland "kelly" Caldwell

INSTITUTIONAL INVESTOR ADVISERS, INC.·VENICE, Florida

Series 2, Series 24Clean record37 years registeredINSTITUTIONAL INVESTOR ADVISERS, INC.

1400 CENTER ROAD, VENICE, FL 34292CRD# 1918257Firm CRD# 153920

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roland "kelly" Caldwell · VENICE, FL

Registration

CRD #1918257 · INSTITUTIONAL INVESTOR ADVISERS, INC. · 37 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: INSTITUTIONAL INVESTOR ADVISERS, INC.

INSTITUTIONAL INVESTOR ADVISERS, INC.

Dec 2010 – Feb 2017

VENICE, FL

OMNIVEST RESEARCH CORPORATION

Mar 1989 – Dec 2008

VENICE, FL

Registrations & Exams

FINRA examinations passed

Series 2

Series 24

Registration record

First registered · March 1, 1989

Years registered · 37

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

INSTITUTIONAL INVESTOR ADVISERS, INC.

CRD 153920 · SEC 801-71574

AUM

$35M

Regulatory assets under management

Employees

1 client accounts

Services offered by INSTITUTIONAL INVESTOR ADVISERS, INC.

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at INSTITUTIONAL INVESTOR ADVISERS, INC. →

Introduction

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Frequently Asked Questions

What services does Roland "kelly" Caldwell offer?

Roland "kelly" Caldwell specializes in Investment Management, Fee-Only Advisory.

What are Roland "kelly" Caldwell's credentials?

Roland "kelly" Caldwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roland "kelly" Caldwell located?

Roland "kelly" Caldwell is based in VENICE, Florida, last registered with INSTITUTIONAL INVESTOR ADVISERS, INC..

How does Roland "kelly" Caldwell charge for services?

Roland "kelly" Caldwell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INSTITUTIONAL INVESTOR ADVISERS, INC.?

INSTITUTIONAL INVESTOR ADVISERS, INC. has approximately 2 employees and manages $35M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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