AdvisorOS Directory
Claim Profile
Unclaimed Profile
JL

James S Lockhart

LOCKHART CAPITAL LLC·VALRICO, Florida
SIE, Series 7, Series 24, Series 51, Series 63, Series 66Clean record22 years registeredLOCKHART CAPITAL LLC
1066 BLOOMINGDALE AVENUE, VALRICO, FL 33596CRD# 4415115Firm CRD# 281104

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James S Lockhart · VALRICO, FL
Registration
CRD #4415115 · LOCKHART CAPITAL LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: LOCKHART CAPITAL LLC
HARBOR LIGHT INVESTMENT ADVISORS, LLC
Mar 2011 – Dec 2019
VALRICO, FL
HARBOR LIGHT SECURITIES, LLC
Jun 2010 – Apr 2011
TAMPA, FL
EDI INVESTMENT ADVISOR CORPORATION
May 2009 – Jun 2010
BLUFFTON, SC
WOODBURY FINANCIAL SERVICES, INC.
Apr 2008 – May 2009
BLUFFTON, SC
NEXT FINANCIAL GROUP, INC.
Jun 2005 – May 2008
BLUFFTON, SC
SUNTRUST INVESTMENT SERVICES, INC.
Apr 2004 – Jul 2005
HILTON HEAD, SC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 51
Series 63
Series 66
Registration record
First registered · April 2, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in VALRICO?

Browse all registered financial advisors in VALRICO, Florida or claim this profile if it's yours.

Browse VALRICO AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does James S Lockhart offer?
James S Lockhart is a registered financial advisor in VALRICO, Florida.
What are James S Lockhart's credentials?
James S Lockhart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James S Lockhart located?
James S Lockhart is based in VALRICO, Florida, last registered with LOCKHART CAPITAL LLC.
How large is LOCKHART CAPITAL LLC?
LOCKHART CAPITAL LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in VALRICO, Florida

Charles Townsend Sober
AFT, FORSYTH & SOBER, LLC·VALRICO, FL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Florida
MIAMI (466)TAMPA (204)BOCA RATON (175)CORAL GABLES (130)NAPLES (126)SARASOTA (106)PALM BEACH GARDENS (98)ORLANDO (97)FORT LAUDERDALE (95)JACKSONVILLE (95)
City Guides
MIAMI GuideTAMPA GuideBOCA RATON GuideCORAL GABLES GuideNAPLES Guide
Research
Advisor Fees in FloridaNational Fee Analysis
Request removal of this profile