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Dawn Marie Roy

ORCA WEALTH MANAGEMENT, LLC·TRINITY, Florida
Clean recordORCA WEALTH MANAGEMENT, LLC
1645 DAVENPORT DRIVE, TRINITY, FL 34655CRD# 2202063Firm CRD# 310053

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Dawn Marie Roy · TRINITY, FL
Registration
CRD #2202063 · ORCA WEALTH MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Dawn Marie Roy is a registered financial advisor based in TRINITY, Florida, affiliated with ORCA WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ORCA WEALTH MANAGEMENT, LLC
ORCA WEALTH MANAGEMENT, LLC
AUM
$171M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at ORCA WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2202063
Firm CRD# 310053
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Dawn Marie Roy offer?
Dawn Marie Roy specializes in Financial Planning, Investment Management. Contact their office in TRINITY, Florida for a consultation.
What are Dawn Marie Roy's credentials?
Dawn Marie Roy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dawn Marie Roy located?
Dawn Marie Roy is based in TRINITY, Florida, working with ORCA WEALTH MANAGEMENT, LLC. Their office serves clients in the TRINITY metropolitan area and surrounding communities.
How does Dawn Marie Roy charge for services?
Dawn Marie Roy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ORCA WEALTH MANAGEMENT, LLC?
ORCA WEALTH MANAGEMENT, LLC has approximately 2 employees and manages $171M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ORCA WEALTH MANAGEMENT, LLC

Kenneth Donald Ouellette
NEW PORT RICHEY, FL

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Florida
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Research
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