Unclaimed Profile

Joseph Anthony Amato

ALEXANDER CAPITAL VENTURES MANAGEMENT, LLC·THE VILLAGES, Florida

SIE, Series 4, Series 7, Series 9, Series 10, Series 14, Series 24, Series 31, Series 63, Series 65, Series 79TO, Series 99TO20 years registeredALEXANDER CAPITAL VENTURES MANAGEMENT, LLC

11834 CR 101, THE VILLAGES, FL 32162CRD# 2751635Firm CRD# 306957

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Anthony Amato · THE VILLAGES, FL

Registration

CRD #2751635 · ALEXANDER CAPITAL VENTURES MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Apr 2021 – present

GUNNALLEN FINANCIAL, INC

Jul 2006 – Apr 2008

STATEN ISLAND, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 14

Series 24

Series 31

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · July 10, 2006

Years registered · 20

Disclosure History

2026Customer Dispute·Pending

2025Customer Dispute·Pending

2025Customer Dispute·Settled

2024Customer Dispute·Settled

2022Customer Dispute·Pending

2013Customer Dispute·Denied

2008Customer Dispute·Withdrawn

7 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Introduction

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Frequently Asked Questions

What services does Joseph Anthony Amato offer?

Joseph Anthony Amato is a registered financial advisor in THE VILLAGES, Florida. Contact their office for details on services offered.

What are Joseph Anthony Amato's credentials?

Joseph Anthony Amato is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Anthony Amato located?

Joseph Anthony Amato is based in THE VILLAGES, Florida, working with ALEXANDER CAPITAL VENTURES MANAGEMENT, LLC. Their office serves clients in the THE VILLAGES metropolitan area and surrounding communities.

How large is ALEXANDER CAPITAL VENTURES MANAGEMENT, LLC?

ALEXANDER CAPITAL VENTURES MANAGEMENT, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.

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