Unclaimed Profile

Steven Joseph Zanolli

SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC·TAMPA, Florida

SIE, Series 7, Series 63, Series 65Clean record25 years registeredSANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

10015 GALLANT LANE, TAMPA, FL 33625CRD# 4253364Firm CRD# 187519

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Joseph Zanolli · TAMPA, FL

Registration

CRD #4253364 · SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC · 25 years registered

Brand Profile

Not yet started

Career History

SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

Jan 2016 – present

LPL ENTERPRISE, LLC

Nov 2024 – Apr 2025

TAMPA, FL

PRUDENTIAL FINANCIAL PLANNING SERVICES

Oct 2024 – Nov 2024

TAMPA, FL

GLOBAL FINANCIAL PRIVATE CAPITAL, LLC

Oct 2010 – Jan 2017

TAMPA, FL

USA TAX & INSURANCE SERVICES, INC.

Oct 2007 – Feb 2010

PALM HARBOR, FL

MORGAN STANLEY

Apr 2001 – Oct 2002

TAMPA, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · April 26, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

CRD 187519 · SEC 801-117852

AUM

$138M

Regulatory assets under management

Employees

864 client accounts

Services offered by SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC

Per Form ADV

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC →

Introduction

Speak with Steven

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TAMPA?

Browse all registered financial advisors in TAMPA, Florida or claim this profile if it's yours.

Browse TAMPA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Steven Joseph Zanolli offer?

Steven Joseph Zanolli specializes in Investment Management. Contact their office in TAMPA, Florida for a consultation.

What are Steven Joseph Zanolli's credentials?

Steven Joseph Zanolli is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Joseph Zanolli located?

Steven Joseph Zanolli is based in TAMPA, Florida, working with SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC. Their office serves clients in the TAMPA metropolitan area and surrounding communities.

How does Steven Joseph Zanolli charge for services?

Steven Joseph Zanolli's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC?

SANDY MORRIS FINANCIAL & ESTATE PLANNING SERVICES, LLC has approximately 6 employees and manages $138M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →