Unclaimed Profile

David Carlen Maddux

BRIGHTWATER ADVISORY, LLC·TAMPA, Florida

Series 3, Series 7, Series 9, Series 10, Series 63, Series 65Clean record26 years registeredBRIGHTWATER ADVISORY, LLC

4613 W. NORTH A ST., TAMPA, FL 33609CRD# 3100686Firm CRD# 169806

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Carlen Maddux · TAMPA, FL

Registration

CRD #3100686 · BRIGHTWATER ADVISORY, LLC · 26 years registered

Brand Profile

Not yet started

Career History

BRIGHTWATER ADVISORY, LLC

May 2014 – present

TAMPA ASSET MANAGEMENT, LLC

Jan 2016 – Apr 2017

LUTZ, FL

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Feb 2006 – Jun 2014

TAMPA, FL

WACHOVIA SECURITIES, LLC

Oct 1999 – Feb 2006

TAMPA, FL

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · October 1, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BRIGHTWATER ADVISORY, LLC

CRD 169806 · SEC 801-110500

AUM

$240M

Regulatory assets under management

Employees

681 client accounts

Services offered by BRIGHTWATER ADVISORY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRIGHTWATER ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does David Carlen Maddux offer?

David Carlen Maddux specializes in Financial Planning, Investment Management. Contact their office in TAMPA, Florida for a consultation.

What are David Carlen Maddux's credentials?

David Carlen Maddux is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Carlen Maddux located?

David Carlen Maddux is based in TAMPA, Florida, working with BRIGHTWATER ADVISORY, LLC. Their office serves clients in the TAMPA metropolitan area and surrounding communities.

How does David Carlen Maddux charge for services?

David Carlen Maddux's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIGHTWATER ADVISORY, LLC?

BRIGHTWATER ADVISORY, LLC has approximately 6 employees and manages $240M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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