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Austin Louis Ciccati

CALTON & ASSOCIATES, INC.·TAMPA, Florida
Unclaimed Profile
2701 N. ROCKY POINT DRIVE, TAMPA, FL 33607CRD# 6351650Firm CRD# 20999
01

About

Austin Louis Ciccati is a registered financial advisor based in TAMPA, Florida, affiliated with CALTON & ASSOCIATES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
CALTON & ASSOCIATES, INC.
CALTON & ASSOCIATES, INC.
AUM
$1.2B
Regulatory assets under management
Employees
515
Total firm employees
View all advisors at CALTON & ASSOCIATES, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Performance-based fees
Regulatory
SEC/IARD CRD# 6351650
Firm CRD# 20999
8 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Austin Louis Ciccati offer?
Austin Louis Ciccati specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TAMPA, Florida for a consultation.
What are Austin Louis Ciccati's credentials?
Austin Louis Ciccati is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Austin Louis Ciccati located?
Austin Louis Ciccati is based in TAMPA, Florida, working with CALTON & ASSOCIATES, INC.. Their office serves clients in the TAMPA metropolitan area and surrounding communities.
How does Austin Louis Ciccati charge for services?
Austin Louis Ciccati's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CALTON & ASSOCIATES, INC.?
CALTON & ASSOCIATES, INC. has approximately 515 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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