Unclaimed Profile

Caroline Menuet Scott

MOWELL FINANCIAL GROUP NA CORP·TALLAHASSEE, Florida

SIE, Series 7, Series 7TO, Series 28, Series 66, Series 99TOClean record18 years registeredMOWELL FINANCIAL GROUP NA CORP

407 EAST 6TH AVENUE, TALLAHASSEE, FL 32303CRD# 4973366Firm CRD# 105955

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Caroline Menuet Scott · TALLAHASSEE, FL

Registration

CRD #4973366 · MOWELL FINANCIAL GROUP NA CORP · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MOWELL FINANCIAL GROUP NA CORP

MOWELL FINANCIAL GROUP, NA

Jun 2017 – Dec 2021

TALLAHASSEE, FL

MOWELL FINANCIAL GROUP, NA

Jul 2008 – Feb 2014

TALLAHASSEE, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 28

Series 66

Series 99TO

Registration record

First registered · July 24, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MOWELL FINANCIAL GROUP NA CORP

CRD 105955 · SEC 801-15844

AUM

$44M

Regulatory assets under management

Employees

142 client accounts

Services offered by MOWELL FINANCIAL GROUP NA CORP

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MOWELL FINANCIAL GROUP NA CORP →

Introduction

Speak with Caroline

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Caroline is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TALLAHASSEE?

Browse all registered financial advisors in TALLAHASSEE, Florida or claim this profile if it's yours.

Browse TALLAHASSEE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Caroline Menuet Scott offer?

Caroline Menuet Scott specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Caroline Menuet Scott's credentials?

Caroline Menuet Scott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Caroline Menuet Scott located?

Caroline Menuet Scott is based in TALLAHASSEE, Florida, last registered with MOWELL FINANCIAL GROUP NA CORP.

How does Caroline Menuet Scott charge for services?

Caroline Menuet Scott's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MOWELL FINANCIAL GROUP NA CORP?

MOWELL FINANCIAL GROUP NA CORP has approximately 1 employees and manages $44M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →