Unclaimed Profile

Scott Alan Roads

SPECTRA INVESTMENT MANAGEMENT, LLC·STUART, Florida

Clean recordSPECTRA INVESTMENT MANAGEMENT, LLC

401 SE OSCEOLA STREET, STUART, FL 34994CRD# 6773684Firm CRD# 288145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Alan Roads · STUART, FL

Registration

CRD #6773684 · SPECTRA INVESTMENT MANAGEMENT, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Scott Alan Roads is a registered financial advisor based in STUART, Florida, affiliated with SPECTRA INVESTMENT MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SPECTRA INVESTMENT MANAGEMENT, LLC

AUM

$220M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SPECTRA INVESTMENT MANAGEMENT, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 6773684

Firm CRD# 288145

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Frequently Asked Questions

What services does Scott Alan Roads offer?

Scott Alan Roads specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in STUART, Florida for a consultation.

What are Scott Alan Roads's credentials?

Scott Alan Roads is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Alan Roads located?

Scott Alan Roads is based in STUART, Florida, working with SPECTRA INVESTMENT MANAGEMENT, LLC. Their office serves clients in the STUART metropolitan area and surrounding communities.

How does Scott Alan Roads charge for services?

Scott Alan Roads's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPECTRA INVESTMENT MANAGEMENT, LLC?

SPECTRA INVESTMENT MANAGEMENT, LLC has approximately 3 employees and manages $220M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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