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Scott Alan Roads

SPECTRA INVESTMENT MANAGEMENT, LLC·STUART, Florida
Clean record5 years registeredSPECTRA INVESTMENT MANAGEMENT, LLC
401 SE OSCEOLA STREET, STUART, FL 34994CRD# 6773684Firm CRD# 288145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Alan Roads · STUART, FL
Registration
CRD #6773684 · SPECTRA INVESTMENT MANAGEMENT, LLC · 5 years registered
Brand Profile
Not yet started
01

Career History

SPECTRA INVESTMENT MANAGEMENT, LLC
May 2021 – present
02

Registrations & Exams

Registration record
First registered · May 3, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SPECTRA INVESTMENT MANAGEMENT, LLC
CRD 288145 · SEC 801-110258
AUM
$220M
Regulatory assets under management
Employees
3
118 client accounts
Services offered by SPECTRA INVESTMENT MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SPECTRA INVESTMENT MANAGEMENT, LLC →
Introduction

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Frequently Asked Questions

What services does Scott Alan Roads offer?
Scott Alan Roads specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in STUART, Florida for a consultation.
What are Scott Alan Roads's credentials?
Scott Alan Roads is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Alan Roads located?
Scott Alan Roads is based in STUART, Florida, working with SPECTRA INVESTMENT MANAGEMENT, LLC. Their office serves clients in the STUART metropolitan area and surrounding communities.
How does Scott Alan Roads charge for services?
Scott Alan Roads's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPECTRA INVESTMENT MANAGEMENT, LLC?
SPECTRA INVESTMENT MANAGEMENT, LLC has approximately 3 employees and manages $220M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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