Unclaimed Profile

Nicholas William Griffin

DIRECTED CAPITAL ADVISORS, LLC·ST. PETERSBURG, Florida

Clean recordDIRECTED CAPITAL ADVISORS, LLC

333 THIRD AVENUE NORTH, ST. PETERSBURG, FL 33701CRD# 3090186Firm CRD# 162277

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas William Griffin · ST. PETERSBURG, FL

Registration

CRD #3090186 · DIRECTED CAPITAL ADVISORS, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Nicholas William Griffin is a registered financial advisor based in ST. PETERSBURG, Florida, affiliated with DIRECTED CAPITAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

DIRECTED CAPITAL ADVISORS, LLC

DIRECTED CAPITAL ADVISORS

AUM

$364M

Regulatory assets under management

Employees

Total firm employees

View all advisors at DIRECTED CAPITAL ADVISORS, LLC →

Services

Pension consulting

Background

Compensation

Other: A PERCENTAGE OF LP UNRETURNED CAPITAL CONTRIBUTIONS

Regulatory

SEC/IARD CRD# 3090186

Firm CRD# 162277

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Nicholas William Griffin offer?

Nicholas William Griffin specializes in Retirement Planning. Contact their office in ST. PETERSBURG, Florida for a consultation.

What are Nicholas William Griffin's credentials?

Nicholas William Griffin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas William Griffin located?

Nicholas William Griffin is based in ST. PETERSBURG, Florida, working with DIRECTED CAPITAL ADVISORS, LLC. Their office serves clients in the ST. PETERSBURG metropolitan area and surrounding communities.

How does Nicholas William Griffin charge for services?

Nicholas William Griffin's firm is compensated through other: a percentage of lp unreturned capital contributions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIRECTED CAPITAL ADVISORS, LLC?

DIRECTED CAPITAL ADVISORS, LLC has approximately 40 employees and manages $364M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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