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Catherine Duddy Wood

ARK INVESTMENT MANAGEMENT LLC·ST. PETERSBURG, Florida
Clean recordARK INVESTMENT MANAGEMENT LLC
200 CENTRAL AVENUE, ST. PETERSBURG, FL 33701CRD# 3173419Firm CRD# 169525

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Catherine Duddy Wood · ST. PETERSBURG, FL
Registration
CRD #3173419 · ARK INVESTMENT MANAGEMENT LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Catherine Duddy Wood is a registered financial advisor based in ST. PETERSBURG, Florida, affiliated with ARK INVESTMENT MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
ARK INVESTMENT MANAGEMENT LLC
ARK INVEST
AUM
$15.2B
Regulatory assets under management
Employees
48
Total firm employees
Services
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Market timing services
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 3173419
Firm CRD# 169525
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Catherine Duddy Wood offer?
Catherine Duddy Wood specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in ST. PETERSBURG, Florida for a consultation.
What are Catherine Duddy Wood's credentials?
Catherine Duddy Wood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Catherine Duddy Wood located?
Catherine Duddy Wood is based in ST. PETERSBURG, Florida, working with ARK INVESTMENT MANAGEMENT LLC. Their office serves clients in the ST. PETERSBURG metropolitan area and surrounding communities.
How does Catherine Duddy Wood charge for services?
Catherine Duddy Wood's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ARK INVESTMENT MANAGEMENT LLC?
ARK INVESTMENT MANAGEMENT LLC has approximately 48 employees and manages $15.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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