Unclaimed Profile

James Scott Waterbury

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC·SAINT PETERSBURG, Florida

SIE, Series 4, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65Clean record24 years registeredRAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

880 CARILLON PARKWAY, SAINT PETERSBURG, FL 33716CRD# 1209758Firm CRD# 149018

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Scott Waterbury · SAINT PETERSBURG, FL

Registration

CRD #1209758 · RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES & ASSOCIATES, INC.

Feb 2020 – May 2023

Franklin, NC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Mar 2009 – May 2023

Franklin, NC

RAYMOND JAMES FINANCIAL SERVICES

Mar 2007 – Oct 2009

Franklin, NC

AMERITAS INVESTMENT CORP

Jul 2002 – Apr 2007

ST PETERSBURG, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · July 9, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

CRD 149018 · SEC 801-69815

AUM

$344.9B

Regulatory assets under management

Employees

6,727

1,030,208 client accounts

Services offered by RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC →

Introduction

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Frequently Asked Questions

What services does James Scott Waterbury offer?

James Scott Waterbury specializes in Financial Planning, Investment Management, Wealth Management.

What are James Scott Waterbury's credentials?

James Scott Waterbury is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Scott Waterbury located?

James Scott Waterbury is based in SAINT PETERSBURG, Florida, last registered with RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC.

How does James Scott Waterbury charge for services?

James Scott Waterbury's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: per participant (erisa). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC?

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC has approximately 6727 employees and manages $344.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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