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Michael Gerard Rogan

ROGAN & ASSOCIATES, INC.·SAFETY HARBOR, Florida
SIE, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 99TO29 years registeredROGAN & ASSOCIATES, INC.
200 9TH AVENUE NORTH, SAFETY HARBOR, FL 34695CRD# 1503029Firm CRD# 42762

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Gerard Rogan · SAFETY HARBOR, FL
Registration
CRD #1503029 · ROGAN & ASSOCIATES, INC. · 29 years registered
Brand Profile
Not yet started
01

Career History

ROGAN & ASSOCIATES
Jul 1997 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 24
Series 27
Series 52TO
Series 53
Series 63
Series 99TO
Registration record
First registered · July 22, 1997
Years registered · 29
03

Disclosure History

2002Regulatory·Final
1999Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
ROGAN & ASSOCIATES, INC.
CRD 42762 · SEC 801-69994
AUM
$586M
Regulatory assets under management
Employees
16
2,117 client accounts
Services offered by ROGAN & ASSOCIATES, INC.
Per Form ADV
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at ROGAN & ASSOCIATES, INC. →
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05

Frequently Asked Questions

What services does Michael Gerard Rogan offer?
Michael Gerard Rogan specializes in Investment Management. Contact their office in SAFETY HARBOR, Florida for a consultation.
What are Michael Gerard Rogan's credentials?
Michael Gerard Rogan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Gerard Rogan located?
Michael Gerard Rogan is based in SAFETY HARBOR, Florida, working with ROGAN & ASSOCIATES, INC.. Their office serves clients in the SAFETY HARBOR metropolitan area and surrounding communities.
How does Michael Gerard Rogan charge for services?
Michael Gerard Rogan's firm is compensated through percentage of aum, hourly charges, commissions, other: % of assets under another ria's management. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROGAN & ASSOCIATES, INC.?
ROGAN & ASSOCIATES, INC. has approximately 16 employees and manages $586M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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