Unclaimed Profile

Daniel T Niles

NILES INVESTMENT MANAGEMENT, LLC·PLANTATION, Florida

Series 7, Series 63, Series 65, Series 66Clean record21 years registeredNILES INVESTMENT MANAGEMENT, LLC

7901 SW 6TH CT., PLANTATION, FL 33324CRD# 2091855Firm CRD# 329384

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel T Niles · PLANTATION, FL

Registration

CRD #2091855 · NILES INVESTMENT MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

NILES INVESTMENT MANAGEMENT, LLC

Apr 2024 – present

NEUBERGER BERMAN, LLC

Dec 2004 – Apr 2009

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · December 7, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NILES INVESTMENT MANAGEMENT, LLC

CRD 329384 · SEC 801-129726

AUM

$114M

Regulatory assets under management

Employees

4 client accounts

Services offered by NILES INVESTMENT MANAGEMENT, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at NILES INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel T Niles offer?

Daniel T Niles specializes in Retirement Planning. Contact their office in PLANTATION, Florida for a consultation.

What are Daniel T Niles's credentials?

Daniel T Niles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel T Niles located?

Daniel T Niles is based in PLANTATION, Florida, working with NILES INVESTMENT MANAGEMENT, LLC. Their office serves clients in the PLANTATION metropolitan area and surrounding communities.

How does Daniel T Niles charge for services?

Daniel T Niles's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NILES INVESTMENT MANAGEMENT, LLC?

NILES INVESTMENT MANAGEMENT, LLC has approximately 3 employees and manages $114M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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