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Richard Thomas Rivera

DICK RIVERA & ASSOCIATES, LLC·PENSACOLA BEACH, Florida
Series 24, Series 7, Series 65, Series 63CFPDICK RIVERA & ASSOCIATES, LLC
5 PORTOFINO DR., PENSACOLA BEACH, FL 32561CRD# 1397820Firm CRD# 114409

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Thomas Rivera · PENSACOLA BEACH, FL
Registration
CRD #1397820 · DICK RIVERA & ASSOCIATES, LLC
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

Richard Thomas Rivera is a registered financial advisor based in PENSACOLA BEACH, Florida, affiliated with DICK RIVERA & ASSOCIATES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
DICK RIVERA & ASSOCIATES, LLC
DICK RIVERA & ASSOCIATES
AUM
$144M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at DICK RIVERA & ASSOCIATES, LLC →
Services
Financial planning
Portfolio management (individuals)
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1397820
Firm CRD# 114409
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Thomas Rivera offer?
Richard Thomas Rivera specializes in Financial Planning, Investment Management. Contact their office in PENSACOLA BEACH, Florida for a consultation.
What are Richard Thomas Rivera's credentials?
Richard Thomas Rivera holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Richard Thomas Rivera located?
Richard Thomas Rivera is based in PENSACOLA BEACH, Florida, working with DICK RIVERA & ASSOCIATES, LLC. Their office serves clients in the PENSACOLA BEACH metropolitan area and surrounding communities.
How does Richard Thomas Rivera charge for services?
Richard Thomas Rivera's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DICK RIVERA & ASSOCIATES, LLC?
DICK RIVERA & ASSOCIATES, LLC has approximately 2 employees and manages $144M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Florida
MIAMI (1221)TAMPA (396)BOCA RATON (391)CORAL GABLES (291)WEST PALM BEACH (251)NAPLES (220)PALM BEACH GARDENS (181)ORLANDO (174)SARASOTA (172)JACKSONVILLE (170)
City Guides
MIAMI GuideTAMPA GuideBOCA RATON GuideCORAL GABLES GuideWEST PALM BEACH Guide
Research
Advisor Fees in FloridaNational Fee Analysis
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