Unclaimed Profile

Richard Thomas Toolen

ICON ASSET MANAGEMENT USA LLC·PALM HARBOR, Florida

Series 3, Series 65Clean record4 years registeredICON ASSET MANAGEMENT USA LLC

2825 BRIARWOOD LANE, PALM HARBOR, FL 34683CRD# 7256148Firm CRD# 314854

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Thomas Toolen · PALM HARBOR, FL

Registration

CRD #7256148 · ICON ASSET MANAGEMENT USA LLC · 4 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ICON ASSET MANAGEMENT USA LLC

ICON ASSET MANAGEMENT USA LLC

Nov 2021 – Oct 2022

Zurich

Registrations & Exams

FINRA examinations passed

Series 3

Series 65

Registration record

First registered · November 15, 2021

Years registered · 4

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ICON ASSET MANAGEMENT USA LLC

CRD 314854 · SEC 801-121529

Employees

Total firm employees

Services offered by ICON ASSET MANAGEMENT USA LLC

Per Form ADV

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at ICON ASSET MANAGEMENT USA LLC →

Introduction

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Frequently Asked Questions

What services does Richard Thomas Toolen offer?

Richard Thomas Toolen specializes in Retirement Planning.

What are Richard Thomas Toolen's credentials?

Richard Thomas Toolen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Thomas Toolen located?

Richard Thomas Toolen is based in PALM HARBOR, Florida, last registered with ICON ASSET MANAGEMENT USA LLC.

How does Richard Thomas Toolen charge for services?

Richard Thomas Toolen's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ICON ASSET MANAGEMENT USA LLC?

ICON ASSET MANAGEMENT USA LLC has approximately 4 employees. The firm is registered with the SEC as an investment adviser.

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Browse by Specialty

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Research

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