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Robert J Sofia

SNAPPY KRAKEN, LLC·ORMOND BEACH, Florida
SIE, Series 7, Series 66Clean record19 years registeredSNAPPY KRAKEN, LLC
1452 NORTH U.S. HWY 1, ORMOND BEACH, FL 32174CRD# 5021873Firm CRD# 318287

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert J Sofia · ORMOND BEACH, FL
Registration
CRD #5021873 · SNAPPY KRAKEN, LLC · 19 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: SNAPPY KRAKEN, LLC
SII INVESTMENTS, INC.
Jun 2007 – Apr 2016
THE VILLAGES, FL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · June 22, 2007
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SNAPPY KRAKEN, LLC
CRD 318287 · SEC 801-123575
Employees
1
Total firm employees
Services offered by SNAPPY KRAKEN, LLC
Per Form ADV
Other
View all advisors at SNAPPY KRAKEN, LLC →
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Frequently Asked Questions

What services does Robert J Sofia offer?
Robert J Sofia is a registered financial advisor in ORMOND BEACH, Florida.
What are Robert J Sofia's credentials?
Robert J Sofia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert J Sofia located?
Robert J Sofia is based in ORMOND BEACH, Florida, last registered with SNAPPY KRAKEN, LLC.
How does Robert J Sofia charge for services?
Robert J Sofia's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SNAPPY KRAKEN, LLC?
SNAPPY KRAKEN, LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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