Unclaimed Profile

Gary Brian Kaltbaum

KALTBAUM CAPITAL MANAGEMENT, LLC·ORLANDO, Florida

Series 7, Series 24, Series 63, Series 6525 years registeredKALTBAUM CAPITAL MANAGEMENT, LLC

201 S ORANGE AVE., ORLANDO, FL 32801CRD# 1082074Firm CRD# 123991

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Brian Kaltbaum · ORLANDO, FL

Registration

CRD #1082074 · KALTBAUM CAPITAL MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

KALTBAUM CAPITAL MANAGEMENT

Oct 2010 – present

WUNDERLICH SECURITIES, INC.

Mar 2007 – Dec 2010

ORLANDO, FL

CAPITAL SECURITIES OF AMERICA, INC.

Aug 2005 – Mar 2007

ORLANDO, FL

KALTBAUM AND ASSOCIATES

May 2003 – Aug 2003

ORLANDO, FL

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC

Jan 2001 – Apr 2004

ORLANDO, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 2, 2001

Years registered · 25

Disclosure History

1990Regulatory·Final

1987Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KALTBAUM CAPITAL MANAGEMENT, LLC

CRD 123991 · SEC 801-71741

AUM

$43M

Regulatory assets under management

Employees

228 client accounts

Services offered by KALTBAUM CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at KALTBAUM CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Gary Brian Kaltbaum offer?

Gary Brian Kaltbaum specializes in Investment Management. Contact their office in ORLANDO, Florida for a consultation.

What are Gary Brian Kaltbaum's credentials?

Gary Brian Kaltbaum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Brian Kaltbaum located?

Gary Brian Kaltbaum is based in ORLANDO, Florida, working with KALTBAUM CAPITAL MANAGEMENT, LLC. Their office serves clients in the ORLANDO metropolitan area and surrounding communities.

How does Gary Brian Kaltbaum charge for services?

Gary Brian Kaltbaum's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KALTBAUM CAPITAL MANAGEMENT, LLC?

KALTBAUM CAPITAL MANAGEMENT, LLC has approximately 2 employees and manages $43M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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