Unclaimed Profile

Kara Sue Boccella

CERTUITY, LLC·NORTH PALM BEACH, Florida

Series 7, Series 63, Series 65Clean record15 years registeredCERTUITY, LLC

1295 US HIGHWAY ONE, NORTH PALM BEACH, FL 33408CRD# 2191952Firm CRD# 129505

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kara Sue Boccella · NORTH PALM BEACH, FL

Registration

CRD #2191952 · CERTUITY, LLC · 15 years registered

Brand Profile

Not yet started

Career History

SERENUS WEALTH ADVISORS, LLC

Jul 2024 – present

CERTUITY, LLC

Sep 2014 – Aug 2024

Santa Monica, CA

KLS PROFESSIONAL ADVISORS GROUP, LLC

Nov 2010 – Sep 2014

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · November 23, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CERTUITY, LLC

CRD 129505 · SEC 801-62580

AUM

$4.0B

Regulatory assets under management

Employees

3,286 client accounts

Services offered by CERTUITY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at CERTUITY, LLC →

Introduction

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Frequently Asked Questions

What services does Kara Sue Boccella offer?

Kara Sue Boccella specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in NORTH PALM BEACH, Florida for a consultation.

What are Kara Sue Boccella's credentials?

Kara Sue Boccella is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kara Sue Boccella located?

Kara Sue Boccella is based in NORTH PALM BEACH, Florida, working with CERTUITY, LLC. Their office serves clients in the NORTH PALM BEACH metropolitan area and surrounding communities.

How does Kara Sue Boccella charge for services?

Kara Sue Boccella's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CERTUITY, LLC?

CERTUITY, LLC has approximately 41 employees and manages $4.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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