AdvisorOS Directory
Claim Profile
Unclaimed Profile
RB

Robert L Bandy

FINIAT, LLC·MOUNT DORA, Florida
SIE, Series 7, Series 66Clean record23 years registeredFINIAT, LLC
808 NORTH DONNELLY ST., MOUNT DORA, FL 32757CRD# 4290169Firm CRD# 329094

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert L Bandy · MOUNT DORA, FL
Registration
CRD #4290169 · FINIAT, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

ROBERT STEPHEN CAPITAL MANAGEMENT LLC
Jan 2008 – present
OAKBROOK FINANCIAL GROUP, LLC
Jun 2005 – Dec 2007
SPRINGDALE, AR
WILBANKS SECURITIES ADVISORY
Jan 2004 – Jun 2005
SPRINGDALE, AR
MORGAN KEEGAN & COMPANY, INC.
Jul 2003 – Jan 2004
ROGERS, AR
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · July 31, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
FINIAT, LLC
CRD 329094 · SEC 801-129206
Employees
3
Total firm employees
Services offered by FINIAT, LLC
Per Form ADV
Selection of other advisers
View all advisors at FINIAT, LLC →
Introduction

Speak with Robert

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Robert is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MOUNT DORA?

Browse all registered financial advisors in MOUNT DORA, Florida or claim this profile if it's yours.

Browse MOUNT DORA AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Robert L Bandy offer?
Robert L Bandy specializes in Wealth Management. Contact their office in MOUNT DORA, Florida for a consultation.
What are Robert L Bandy's credentials?
Robert L Bandy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert L Bandy located?
Robert L Bandy is based in MOUNT DORA, Florida, working with FINIAT, LLC. Their office serves clients in the MOUNT DORA metropolitan area and surrounding communities.
How does Robert L Bandy charge for services?
Robert L Bandy's firm is compensated through percentage of aum, performance-based fees, other: platform fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINIAT, LLC?
FINIAT, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Florida
MIAMI (466)TAMPA (204)BOCA RATON (175)CORAL GABLES (130)NAPLES (126)SARASOTA (106)PALM BEACH GARDENS (98)ORLANDO (97)FORT LAUDERDALE (95)JACKSONVILLE (95)
City Guides
MIAMI GuideTAMPA GuideBOCA RATON GuideCORAL GABLES GuideNAPLES Guide
Research
Advisor Fees in FloridaNational Fee Analysis
Request removal of this profile