Unclaimed Profile

Claiborne Barksdale Morton

DIRECT 401K, LLC·MIRAMAR BEACH, Florida

SIE, Series 3, Series 7, Series 9, Series 10, Series 63, Series 6522 years registeredDIRECT 401K, LLC

495 GRAND BLVD, STE 206, MIRAMAR BEACH, FL 32550CRD# 2172385Firm CRD# 173939

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Claiborne Barksdale Morton · MIRAMAR BEACH, FL

Registration

CRD #2172385 · DIRECT 401K, LLC · 22 years registered

Brand Profile

Not yet started

Career History

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Apr 2009 – present

FIDUCIARYPLANREVIEW

Dec 2009 – Dec 2013

MIRAMAR BEACH, FL

RAYMOND JAMES FINANCIAL SERVICES

Mar 2009 – Apr 2009

TALLAHASSEE, FL

NRP ADVISORS, INC.

Dec 2007 – Jan 2009

DESTIN, FL

RAYMOND JAMES FINANCIAL SERVICES

Feb 2004 – Dec 2007

DESTIN, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · February 25, 2004

Years registered · 22

Disclosure History

2009Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DIRECT 401K, LLC

CRD 173939 · SEC 801-80841

Employees

Total firm employees

Services offered by DIRECT 401K, LLC

Per Form ADV

Publication of periodicals/newsletters

View all advisors at DIRECT 401K, LLC →

Introduction

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Frequently Asked Questions

What services does Claiborne Barksdale Morton offer?

Claiborne Barksdale Morton specializes in Fee-Only Advisory. Contact their office in MIRAMAR BEACH, Florida for a consultation.

What are Claiborne Barksdale Morton's credentials?

Claiborne Barksdale Morton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Claiborne Barksdale Morton located?

Claiborne Barksdale Morton is based in MIRAMAR BEACH, Florida, working with DIRECT 401K, LLC. Their office serves clients in the MIRAMAR BEACH metropolitan area and surrounding communities.

How does Claiborne Barksdale Morton charge for services?

Claiborne Barksdale Morton's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIRECT 401K, LLC?

DIRECT 401K, LLC has approximately 3 employees. The firm is registered with the SEC as an investment adviser.

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