Unclaimed Profile

Todd Alex Bauerle

BAUERLE FINANCIAL, INC·LAKE MARY, Florida

Series 2, Series 6, Series 7, Series 22, Series 24, Series 6322 years registeredBAUERLE FINANCIAL, INC

1525 INTERNATIONAL PARKWAY, LAKE MARY, FL 32746CRD# 1328549Firm CRD# 106775

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Todd Alex Bauerle · LAKE MARY, FL

Registration

CRD #1328549 · BAUERLE FINANCIAL, INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BAUERLE FINANCIAL, INC

BAUERLE FINANCIAL, INC

Jan 2004 – Apr 2022

Lake Mary, FL

Registrations & Exams

FINRA examinations passed

Series 2

Series 6

Series 7

Series 22

Series 24

Series 63

Registration record

First registered · January 6, 2004

Years registered · 22

Disclosure History

2014Customer Dispute·Settled

2012Customer Dispute·Settled

2011Customer Dispute·Award / Judgment

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

BAUERLE FINANCIAL, INC

CRD 106775 · SEC 801-50497

Employees

Total firm employees

Services offered by BAUERLE FINANCIAL, INC

Per Form ADV

Financial planning

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at BAUERLE FINANCIAL, INC →

Introduction

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Frequently Asked Questions

What services does Todd Alex Bauerle offer?

Todd Alex Bauerle specializes in Financial Planning, Retirement Planning.

What are Todd Alex Bauerle's credentials?

Todd Alex Bauerle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Todd Alex Bauerle located?

Todd Alex Bauerle is based in LAKE MARY, Florida, last registered with BAUERLE FINANCIAL, INC.

How does Todd Alex Bauerle charge for services?

Todd Alex Bauerle's firm is compensated through hourly charges, other: solicitation fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAUERLE FINANCIAL, INC?

BAUERLE FINANCIAL, INC has approximately 2 employees. The firm is registered with the SEC as an investment adviser.

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