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Neil Joseph Sullivan

AUGUSTINE ASSET MANAGEMENT INC·JACKSONVILLE, Florida
Clean record25 years registeredAUGUSTINE ASSET MANAGEMENT INC
1551 ATLANTIC BLVD, JACKSONVILLE, FL 32207-3369CRD# 4344039Firm CRD# 105801

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Neil Joseph Sullivan · JACKSONVILLE, FL
Registration
CRD #4344039 · AUGUSTINE ASSET MANAGEMENT INC · 25 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: AUGUSTINE ASSET MANAGEMENT INC
Feb 2001Dec 2025
JACKSONVILLE, FL
02

Registrations & Exams

Registration record
First registered · February 8, 2001
Years registered · 25
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
AUGUSTINE ASSET MANAGEMENT INC
CRD 105801 · SEC 801-23187
AUM
$477M
Regulatory assets under management
Employees
7
408 client accounts
Services offered by AUGUSTINE ASSET MANAGEMENT INC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Neil Joseph Sullivan offer?
Neil Joseph Sullivan specializes in Investment Management, Wealth Management, Fee-Only Advisory.
What are Neil Joseph Sullivan's credentials?
Neil Joseph Sullivan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Neil Joseph Sullivan located?
Neil Joseph Sullivan is based in JACKSONVILLE, Florida, last registered with AUGUSTINE ASSET MANAGEMENT INC.
How does Neil Joseph Sullivan charge for services?
Neil Joseph Sullivan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AUGUSTINE ASSET MANAGEMENT INC?
AUGUSTINE ASSET MANAGEMENT INC has approximately 7 employees and manages $477M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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