Unclaimed Profile

Marshall Dean Gunn

GUNN & COMPANY INVESTMENT MANAGEMENT, INC.·JACKSONVILLE, Florida

Series 7, Series 27, Series 63, Series 6529 years registeredGUNN & COMPANY INVESTMENT MANAGEMENT, INC.

13901 SUTTON PARK DRIVE SOUTH, JACKSONVILLE, FL 32224CRD# 1210021Firm CRD# 120084

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marshall Dean Gunn · JACKSONVILLE, FL

Registration

CRD #1210021 · GUNN & COMPANY INVESTMENT MANAGEMENT, INC. · 29 years registered

Brand Profile

Not yet started

Career History

GUNN & COMPANY INVESTMENT MANAGEMENT, INC.

Feb 2021 – present

GUNN & COMPANY INVESTMENT MANAGEMENT, INC.

Jun 1997 – Jul 2015

JACKSONVILLE, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 27

Series 63

Series 65

Registration record

First registered · June 5, 1997

Years registered · 29

Disclosure History

2023Criminal·Final Disposition

2014Investigation

2013Civil·Final

2013Regulatory·Pending

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GUNN & COMPANY INVESTMENT MANAGEMENT, INC.

CRD 120084 · SEC 801-112077

AUM

$168M

Regulatory assets under management

Employees

396 client accounts

Services offered by GUNN & COMPANY INVESTMENT MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at GUNN & COMPANY INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Marshall Dean Gunn offer?

Marshall Dean Gunn specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in JACKSONVILLE, Florida for a consultation.

What are Marshall Dean Gunn's credentials?

Marshall Dean Gunn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marshall Dean Gunn located?

Marshall Dean Gunn is based in JACKSONVILLE, Florida, working with GUNN & COMPANY INVESTMENT MANAGEMENT, INC.. Their office serves clients in the JACKSONVILLE metropolitan area and surrounding communities.

How does Marshall Dean Gunn charge for services?

Marshall Dean Gunn's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GUNN & COMPANY INVESTMENT MANAGEMENT, INC.?

GUNN & COMPANY INVESTMENT MANAGEMENT, INC. has approximately 4 employees and manages $168M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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