Unclaimed Profile

Marc Harris Pfeffer

IMPERIAL FUND CAPITAL PARTNERS, LLC·HOLLYWOOD, Florida

SIE, Series 7, Series 63, Series 65Clean record12 years registeredIMPERIAL FUND CAPITAL PARTNERS, LLC

1720 HARRISON STREET, HOLLYWOOD, FL 33020CRD# 2060346Firm CRD# 317525

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marc Harris Pfeffer · HOLLYWOOD, FL

Registration

CRD #2060346 · IMPERIAL FUND CAPITAL PARTNERS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: IMPERIAL FUND CAPITAL PARTNERS, LLC

IMPERIAL FUND ASSET MANAGEMENT LLC

Jul 2022 – Jul 2025

GREAT NECK, NY

BRINKER CAPITAL INVESTMENTS, LLC.

Jan 2015 – Dec 2020

IRVINGTON, NY

CLS INVESTMENTS, LLC

Oct 2013 – Dec 2014

GREENWICH, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · October 30, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IMPERIAL FUND CAPITAL PARTNERS, LLC

CRD 317525 · SEC 801-123060

AUM

$7.0B

Regulatory assets under management

Employees

25 client accounts

Services offered by IMPERIAL FUND CAPITAL PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at IMPERIAL FUND CAPITAL PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Marc Harris Pfeffer offer?

Marc Harris Pfeffer specializes in Financial Planning, Investment Management, Retirement Planning.

What are Marc Harris Pfeffer's credentials?

Marc Harris Pfeffer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marc Harris Pfeffer located?

Marc Harris Pfeffer is based in HOLLYWOOD, Florida, last registered with IMPERIAL FUND CAPITAL PARTNERS, LLC.

How does Marc Harris Pfeffer charge for services?

Marc Harris Pfeffer's firm is compensated through percentage of aum, hourly charges, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IMPERIAL FUND CAPITAL PARTNERS, LLC?

IMPERIAL FUND CAPITAL PARTNERS, LLC has approximately 8 employees and manages $7.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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