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Carlos Felipe Lemos

KAWA CAPITAL MANAGEMENT, INC.·HALLANDALE BEACH, Florida
SIE, Series 3, Series 7TO, Series 65, Series 99TOClean record14 years registeredKAWA CAPITAL MANAGEMENT, INC.
1010 SOUTH FEDERAL HIGHWAY, HALLANDALE BEACH, FL 33009CRD# 5962884Firm CRD# 157780

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carlos Felipe Lemos · HALLANDALE BEACH, FL
Registration
CRD #5962884 · KAWA CAPITAL MANAGEMENT, INC. · 14 years registered
Brand Profile
Not yet started
01

Career History

KAWA CAPITAL MANAGEMENT, INC.
Feb 2012 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7TO
Series 65
Series 99TO
Registration record
First registered · February 15, 2012
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
KAWA CAPITAL MANAGEMENT, INC.
CRD 157780 · SEC 801-72771
AUM
$2.9B
Regulatory assets under management
Employees
63
60 client accounts
Services offered by KAWA CAPITAL MANAGEMENT, INC.
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at KAWA CAPITAL MANAGEMENT, INC. →
Introduction

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05

Frequently Asked Questions

What services does Carlos Felipe Lemos offer?
Carlos Felipe Lemos specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in HALLANDALE BEACH, Florida for a consultation.
What are Carlos Felipe Lemos's credentials?
Carlos Felipe Lemos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carlos Felipe Lemos located?
Carlos Felipe Lemos is based in HALLANDALE BEACH, Florida, working with KAWA CAPITAL MANAGEMENT, INC.. Their office serves clients in the HALLANDALE BEACH metropolitan area and surrounding communities.
How does Carlos Felipe Lemos charge for services?
Carlos Felipe Lemos's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KAWA CAPITAL MANAGEMENT, INC.?
KAWA CAPITAL MANAGEMENT, INC. has approximately 63 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at KAWA CAPITAL MANAGEMENT, INC.

Daniel Ades
HALLANDALE BEACH, FL
Cristina Hartmann Baldim
HALLANDALE BEACH, FL

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