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James Stuart Gallagher

WATERSTONE FINANCIAL ADVISORY LLC·FORT MYERS, Florida
SIE, Series 6TO, Series 65Clean record16 years registeredWATERSTONE FINANCIAL ADVISORY LLC
12597 NEW BRITTANY BLVD, FORT MYERS, FL 33907CRD# 5766671Firm CRD# 325012

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Stuart Gallagher · FORT MYERS, FL
Registration
CRD #5766671 · WATERSTONE FINANCIAL ADVISORY LLC · 16 years registered
Brand Profile
Not yet started
01

Career History

WATERSTONE FINANCIAL ADVISORY LLC
May 2023 – present
J. W. COLE ADVISORS, INC.
Apr 2019 – May 2023
Ft. Myers, FL
GLOBAL FINANCIAL PRIVATE CAPITAL, LLC
May 2010 – Apr 2019
FORT MYERS, FL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6TO
Series 65
Registration record
First registered · May 24, 2010
Years registered · 16
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WATERSTONE FINANCIAL ADVISORY LLC
CRD 325012 · SEC 801-127693
AUM
$181M
Regulatory assets under management
Employees
6
821 client accounts
Services offered by WATERSTONE FINANCIAL ADVISORY LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WATERSTONE FINANCIAL ADVISORY LLC →
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05

Frequently Asked Questions

What services does James Stuart Gallagher offer?
James Stuart Gallagher specializes in Financial Planning, Investment Management. Contact their office in FORT MYERS, Florida for a consultation.
What are James Stuart Gallagher's credentials?
James Stuart Gallagher is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Stuart Gallagher located?
James Stuart Gallagher is based in FORT MYERS, Florida, working with WATERSTONE FINANCIAL ADVISORY LLC. Their office serves clients in the FORT MYERS metropolitan area and surrounding communities.
How does James Stuart Gallagher charge for services?
James Stuart Gallagher's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WATERSTONE FINANCIAL ADVISORY LLC?
WATERSTONE FINANCIAL ADVISORY LLC has approximately 6 employees and manages $181M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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