Unclaimed Profile

Herbert Aloysius Pontzer

CLIENT 1ST ADVISORY GROUP LLC·DUNEDIN, Florida

SIE, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65CFPClean record28 years registeredCLIENT 1ST ADVISORY GROUP LLC

678 DOUGLAS AVENUE, DUNEDIN, FL 34698CRD# 1586982Firm CRD# 167790

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Herbert Aloysius Pontzer · DUNEDIN, FL

Registration

CRD #1586982 · CLIENT 1ST ADVISORY GROUP LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLIENT 1ST ADVISORY GROUP LLC

CLIENT 1ST ADVISORY GROUP

Nov 2021 – Feb 2025

DUNEDIN, FL

ADVISORS PREFERRED LLC

Apr 2021 – Oct 2021

ROCKVILLE, MD

ATCAP PARTNERS, LLC

Apr 2021 – Oct 2021

ROCKVILLE, MD

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

Jul 2018 – Apr 2020

SARASOTA, FL

CLIENT 1ST ADVISORY GROUP

Sep 2016 – Jun 2018

CLEARWATER, FL

CLIENT 1ST ADVISORY GROUP

Jun 2013 – Oct 2014

CLEARWATER, FL

JONATHAN ROBERTS ADVISORY GROUP, INC.

Apr 2011 – Dec 2011

TAMPA, FL

CLIENT 1ST ADVISORY GROUP

Jan 2006 – Jun 2013

CLEARWATER, FL

NFP SECURITIES, INC.

Dec 2003 – Mar 2005

AUSTIN, TX

INTERSECURITIES, INC.

Mar 1998 – Nov 2003

ST. PETERSBURG, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · March 12, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLIENT 1ST ADVISORY GROUP LLC

CRD 167790 · SEC 801-78052

AUM

$349M

Regulatory assets under management

Employees

825 client accounts

Services offered by CLIENT 1ST ADVISORY GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLIENT 1ST ADVISORY GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Herbert Aloysius Pontzer offer?

Herbert Aloysius Pontzer specializes in Financial Planning, Investment Management.

What are Herbert Aloysius Pontzer's credentials?

Herbert Aloysius Pontzer holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Herbert Aloysius Pontzer located?

Herbert Aloysius Pontzer is based in DUNEDIN, Florida, last registered with CLIENT 1ST ADVISORY GROUP LLC.

How does Herbert Aloysius Pontzer charge for services?

Herbert Aloysius Pontzer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLIENT 1ST ADVISORY GROUP LLC?

CLIENT 1ST ADVISORY GROUP LLC has approximately 6 employees and manages $349M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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