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Herbert Aloysius Pontzer

CLIENT 1ST ADVISORY GROUP LLC·DUNEDIN, Florida
Clean recordCLIENT 1ST ADVISORY GROUP LLC
678 DOUGLAS AVENUE, DUNEDIN, FL 34698CRD# 1586982Firm CRD# 167790

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Herbert Aloysius Pontzer · DUNEDIN, FL
Registration
CRD #1586982 · CLIENT 1ST ADVISORY GROUP LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Herbert Aloysius Pontzer is a registered financial advisor based in DUNEDIN, Florida, affiliated with CLIENT 1ST ADVISORY GROUP LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
CLIENT 1ST ADVISORY GROUP LLC
CLIENT 1ST ADVISORY GROUP
AUM
$349M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at CLIENT 1ST ADVISORY GROUP LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1586982
Firm CRD# 167790
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Herbert Aloysius Pontzer offer?
Herbert Aloysius Pontzer specializes in Financial Planning, Investment Management. Contact their office in DUNEDIN, Florida for a consultation.
What are Herbert Aloysius Pontzer's credentials?
Herbert Aloysius Pontzer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Herbert Aloysius Pontzer located?
Herbert Aloysius Pontzer is based in DUNEDIN, Florida, working with CLIENT 1ST ADVISORY GROUP LLC. Their office serves clients in the DUNEDIN metropolitan area and surrounding communities.
How does Herbert Aloysius Pontzer charge for services?
Herbert Aloysius Pontzer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CLIENT 1ST ADVISORY GROUP LLC?
CLIENT 1ST ADVISORY GROUP LLC has approximately 6 employees and manages $349M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CLIENT 1ST ADVISORY GROUP LLC

David George Stieh
DUNEDIN, FL
Andrea Diane Mears
CLEARWATER, FL
Craig Scott Phillips
DUNEDIN, FL
Michelle Lais Mabry
DUNEDIN, FL
Morgan E Mabry
DUNEDIN, FL
Shaun Patrick Fedder
CLEARWATER, FL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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City Guides
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Research
Advisor Fees in FloridaNational Fee Analysis
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