Unclaimed Profile

Douglas Jay Eaton

EATON FINANCIAL HOLDINGS COMPANY, LLC·CORAL SPRINGS, Florida

SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record24 years registeredEATON FINANCIAL HOLDINGS COMPANY, LLC

3111 N. UNIVERSITY DRIVE, CORAL SPRINGS, FL 33065CRD# 2780814Firm CRD# 316323

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Jay Eaton · CORAL SPRINGS, FL

Registration

CRD #2780814 · EATON FINANCIAL HOLDINGS COMPANY, LLC · 24 years registered

Brand Profile

Not yet started

Career History

PARALLEL ADVISORS, LLC

Jul 2026 – present

EATON FINANCIAL GROUP

Nov 2021 – present

FIDUCIARY PLANNING, LLC

Sep 2019 – Dec 2021

ENGLEWOOD, FL

FIRST ALLIED ADVISORY SERVICES, INC.

Nov 2012 – Sep 2019

CORAL SPRINGS, FL

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

May 2004 – Nov 2012

NEW YORK, NY

AXA ADVISORS, LLC

Aug 2002 – Apr 2004

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · August 1, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EATON FINANCIAL HOLDINGS COMPANY, LLC

CRD 316323 · SEC 801-122301

AUM

$433M

Regulatory assets under management

Employees

1,953 client accounts

Services offered by EATON FINANCIAL HOLDINGS COMPANY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at EATON FINANCIAL HOLDINGS COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Jay Eaton offer?

Douglas Jay Eaton specializes in Financial Planning, Investment Management. Contact their office in CORAL SPRINGS, Florida for a consultation.

What are Douglas Jay Eaton's credentials?

Douglas Jay Eaton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Jay Eaton located?

Douglas Jay Eaton is based in CORAL SPRINGS, Florida, working with EATON FINANCIAL HOLDINGS COMPANY, LLC. Their office serves clients in the CORAL SPRINGS metropolitan area and surrounding communities.

How does Douglas Jay Eaton charge for services?

Douglas Jay Eaton's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EATON FINANCIAL HOLDINGS COMPANY, LLC?

EATON FINANCIAL HOLDINGS COMPANY, LLC has approximately 5 employees and manages $433M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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