Unclaimed Profile

David Lloyd Bennett

UNIFY FINANCIAL LLC·CLEARWATER, Florida

SIE, Series 6, Series 7, Series 63, Series 65CFP19 years registeredUNIFY FINANCIAL LLC

1465 SOUTH FORT HARRISON AVENUE, CLEARWATER, FL 33756CRD# 4761782Firm CRD# 324120

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lloyd Bennett · CLEARWATER, FL

Registration

CRD #4761782 · UNIFY FINANCIAL LLC · 19 years registered

Brand Profile

Not yet started

Career History

UNIFY FINANCIAL ADVISORS

May 2023 – present

SUCCESSFUL PORTFOLIOS LLC

Sep 2017 – May 2023

CLEARWATER, FL

FIFTH THIRD SECURITIES, INC.

Nov 2006 – Feb 2016

CLEARWATER, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · November 8, 2006

Years registered · 19

Professional designation · CFP

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

UNIFY FINANCIAL LLC

CRD 324120 · SEC 801-130951

AUM

$116M

Regulatory assets under management

Employees

536 client accounts

Services offered by UNIFY FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at UNIFY FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does David Lloyd Bennett offer?

David Lloyd Bennett specializes in Financial Planning, Investment Management. Contact their office in CLEARWATER, Florida for a consultation.

What are David Lloyd Bennett's credentials?

David Lloyd Bennett holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Lloyd Bennett located?

David Lloyd Bennett is based in CLEARWATER, Florida, working with UNIFY FINANCIAL LLC. Their office serves clients in the CLEARWATER metropolitan area and surrounding communities.

How does David Lloyd Bennett charge for services?

David Lloyd Bennett's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNIFY FINANCIAL LLC?

UNIFY FINANCIAL LLC has approximately 3 employees and manages $116M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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