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Benjamin Shannon Smith

SMITH ASSET MANAGEMENT CO., LLC·CHIEFLAND, Florida
Series 65Clean record21 years registeredSMITH ASSET MANAGEMENT CO., LLC
322 EAST PARK AVENUE, CHIEFLAND, FL 32626CRD# 4840478Firm CRD# 127684

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Benjamin Shannon Smith · CHIEFLAND, FL
Registration
CRD #4840478 · SMITH ASSET MANAGEMENT CO., LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

SMITH ASSET MANAGEMENT CO., LLC
Mar 2005 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · March 29, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SMITH ASSET MANAGEMENT CO., LLC
CRD 127684 · SEC 801-81169
AUM
$234M
Regulatory assets under management
Employees
4
1,143 client accounts
Services offered by SMITH ASSET MANAGEMENT CO., LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SMITH ASSET MANAGEMENT CO., LLC →
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05

Frequently Asked Questions

What services does Benjamin Shannon Smith offer?
Benjamin Shannon Smith specializes in Investment Management, Wealth Management. Contact their office in CHIEFLAND, Florida for a consultation.
What are Benjamin Shannon Smith's credentials?
Benjamin Shannon Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Benjamin Shannon Smith located?
Benjamin Shannon Smith is based in CHIEFLAND, Florida, working with SMITH ASSET MANAGEMENT CO., LLC. Their office serves clients in the CHIEFLAND metropolitan area and surrounding communities.
How does Benjamin Shannon Smith charge for services?
Benjamin Shannon Smith's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMITH ASSET MANAGEMENT CO., LLC?
SMITH ASSET MANAGEMENT CO., LLC has approximately 4 employees and manages $234M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Florida
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Research
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