Unclaimed Profile

Randy Eugene Smith

FAIRWAY FINANCIAL, LLC·CASSELBERRY, Florida

SIE, Series 7, Series 9, Series 10, Series 63, Series 66CFPClean record22 years registeredFAIRWAY FINANCIAL, LLC

950 S WINTER PARK DRIVE, CASSELBERRY, FL 32707CRD# 3166132Firm CRD# 134675

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Randy Eugene Smith · CASSELBERRY, FL

Registration

CRD #3166132 · FAIRWAY FINANCIAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

FAIRWAY FINANCIAL, LLC

Sep 2015 – present

CALTON & ASSOCIATES, INC.

May 2015 – Oct 2015

Casselberry, FL

RETIREMENT WEALTH ADVISORS, INC.

Feb 2015 – Apr 2015

NASHVILLE, TN

SPC

Oct 2013 – Nov 2014

MEMPHIS, TN

AST INVESTMENT SERVICES, INC.

Apr 2008 – Oct 2013

SHELTON, CT

RAYMOND JAMES FINANCIAL SERVICES

Apr 2004 – Apr 2006

CORDOVA, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · April 21, 2004

Years registered · 22

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FAIRWAY FINANCIAL, LLC

CRD 134675 · SEC 801-131250

AUM

$122M

Regulatory assets under management

Employees

304 client accounts

Services offered by FAIRWAY FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FAIRWAY FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Randy Eugene Smith offer?

Randy Eugene Smith specializes in Financial Planning, Investment Management. Contact their office in CASSELBERRY, Florida for a consultation.

What are Randy Eugene Smith's credentials?

Randy Eugene Smith holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Randy Eugene Smith located?

Randy Eugene Smith is based in CASSELBERRY, Florida, working with FAIRWAY FINANCIAL, LLC. Their office serves clients in the CASSELBERRY metropolitan area and surrounding communities.

How does Randy Eugene Smith charge for services?

Randy Eugene Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FAIRWAY FINANCIAL, LLC?

FAIRWAY FINANCIAL, LLC has approximately 3 employees and manages $122M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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