Unclaimed Profile

Steven Jay Rothenberg

STEINBERG GLOBAL ASSET MANAGEMENT LTD·BOCA RATON, Florida

Series 7, Series 63, Series 65Clean record20 years registeredSTEINBERG GLOBAL ASSET MANAGEMENT LTD

5100 TOWN CENTER CIRCLE, BOCA RATON, FL 33486CRD# 2245928Firm CRD# 107522

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Jay Rothenberg · BOCA RATON, FL

Registration

CRD #2245928 · STEINBERG GLOBAL ASSET MANAGEMENT LTD · 20 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Jun 2019 – present

SG SELECT

Jun 2015 – Mar 2016

BOCA RATON, FL

STEINBERG GLOBAL ASSET MANAGEMENT LTD

Jun 2015 – May 2019

BOCA RATON, FL

CARL DOMINO INC.

Feb 2006 – Mar 2015

WEST PALM BEACH, FL

CYPRESS CAPITAL GROUP

Oct 2005 – Dec 2005

PALM BEACH, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · October 10, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STEINBERG GLOBAL ASSET MANAGEMENT LTD

CRD 107522 · SEC 801-41473

AUM

$1.0B

Regulatory assets under management

Employees

1,472 client accounts

Services offered by STEINBERG GLOBAL ASSET MANAGEMENT LTD

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STEINBERG GLOBAL ASSET MANAGEMENT LTD →

Introduction

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Frequently Asked Questions

What services does Steven Jay Rothenberg offer?

Steven Jay Rothenberg specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BOCA RATON, Florida for a consultation.

What are Steven Jay Rothenberg's credentials?

Steven Jay Rothenberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Jay Rothenberg located?

Steven Jay Rothenberg is based in BOCA RATON, Florida, working with STEINBERG GLOBAL ASSET MANAGEMENT LTD. Their office serves clients in the BOCA RATON metropolitan area and surrounding communities.

How does Steven Jay Rothenberg charge for services?

Steven Jay Rothenberg's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STEINBERG GLOBAL ASSET MANAGEMENT LTD?

STEINBERG GLOBAL ASSET MANAGEMENT LTD has approximately 18 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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