Unclaimed Profile

Lori Ann Fernicola

BANYAN GLOBAL INVESTMENT ADVISORS, LLC·BOCA RATON, Florida

Series 7, Series 55, Series 63, Series 66Clean record10 years registeredBANYAN GLOBAL INVESTMENT ADVISORS, LLC

2500 N MILITARY TRAIL, BOCA RATON, FL 33431CRD# 4224547Firm CRD# 283264

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lori Ann Fernicola · BOCA RATON, FL

Registration

CRD #4224547 · BANYAN GLOBAL INVESTMENT ADVISORS, LLC · 10 years registered

Brand Profile

Not yet started

Career History

CASTLE WEALTH MANAGEMENT

Apr 2021 – present

BANYAN GLOBAL INVESTMENT ADVISORS, LLC

Apr 2016 – Jun 2021

BOCA RATON, FL

BANYAN GLOBAL INVESTMENT ADVISORS, LLC

Jan 2016 – Apr 2016

BOCA RATON, FL

Registrations & Exams

FINRA examinations passed

Series 7

Series 55

Series 63

Series 66

Registration record

First registered · January 25, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BANYAN GLOBAL INVESTMENT ADVISORS, LLC

CRD 283264 · SEC 801-107482

AUM

$168M

Regulatory assets under management

Employees

150 client accounts

Services offered by BANYAN GLOBAL INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BANYAN GLOBAL INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Lori Ann Fernicola offer?

Lori Ann Fernicola specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in BOCA RATON, Florida for a consultation.

What are Lori Ann Fernicola's credentials?

Lori Ann Fernicola is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lori Ann Fernicola located?

Lori Ann Fernicola is based in BOCA RATON, Florida, working with BANYAN GLOBAL INVESTMENT ADVISORS, LLC. Their office serves clients in the BOCA RATON metropolitan area and surrounding communities.

How does Lori Ann Fernicola charge for services?

Lori Ann Fernicola's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BANYAN GLOBAL INVESTMENT ADVISORS, LLC?

BANYAN GLOBAL INVESTMENT ADVISORS, LLC has approximately 4 employees and manages $168M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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