Unclaimed Profile

David E Herlihy

SLAVIC WEALTH MANAGEMENT, INC.·BOCA RATON, Florida

SIE, Series 7, Series 7TO, Series 24, Series 63, Series 65Clean record3 years registeredSLAVIC WEALTH MANAGEMENT, INC.

1075 BROKEN SOUND PARKWAY NW, BOCA RATON, FL 33487CRD# 5325668Firm CRD# 327929

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David E Herlihy · BOCA RATON, FL

Registration

CRD #5325668 · SLAVIC WEALTH MANAGEMENT, INC. · 3 years registered

Brand Profile

Not yet started

Career History

CAPTRUST

Jun 2024 – present

SLAVIC WEALTH MANAGEMENT, INC.

Nov 2023 – Jan 2024

Boston, MA

SLAVIC MUTUAL FUNDS MANAGEMENT CORP.

Feb 2023 – Jan 2024

Sudbury, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · February 2, 2023

Years registered · 3

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SLAVIC WEALTH MANAGEMENT, INC.

CRD 327929 · SEC 801-129024

Employees

Total firm employees

Services offered by SLAVIC WEALTH MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SLAVIC WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does David E Herlihy offer?

David E Herlihy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BOCA RATON, Florida for a consultation.

What are David E Herlihy's credentials?

David E Herlihy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David E Herlihy located?

David E Herlihy is based in BOCA RATON, Florida, working with SLAVIC WEALTH MANAGEMENT, INC.. Their office serves clients in the BOCA RATON metropolitan area and surrounding communities.

How does David E Herlihy charge for services?

David E Herlihy's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SLAVIC WEALTH MANAGEMENT, INC.?

SLAVIC WEALTH MANAGEMENT, INC. has approximately 5 employees. The firm is registered with the SEC as an investment adviser.

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