Unclaimed Profile

Daniel Thomas Cauceglia

AVENTURA CAPITAL MANAGEMENT, LLC·BOCA RATON, Florida

SIE, Series 6, Series 7, Series 14, Series 24, Series 55, Series 57TO, Series 63, Series 66, Series 99TOClean record21 years registeredAVENTURA CAPITAL MANAGEMENT, LLC

5550 GLADES ROAD, BOCA RATON, FL 33431CRD# 1490736Firm CRD# 142478

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Thomas Cauceglia · BOCA RATON, FL

Registration

CRD #1490736 · AVENTURA CAPITAL MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

AVENTURA SECURITIES, LLC

Jan 2007 – present

AVENTURA CAPITAL MANAGEMENT, LLC

Dec 2006 – present

NPA ASSET MANAGEMENT, LLC

Mar 2005 – Dec 2006

MONTVALE, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 24

Series 55

Series 57TO

Series 63

Series 66

Series 99TO

Registration record

First registered · March 2, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AVENTURA CAPITAL MANAGEMENT, LLC

CRD 142478 · SEC 801-67322

AUM

$62M

Regulatory assets under management

Employees

253 client accounts

Services offered by AVENTURA CAPITAL MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AVENTURA CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Thomas Cauceglia offer?

Daniel Thomas Cauceglia specializes in Investment Management, Wealth Management. Contact their office in BOCA RATON, Florida for a consultation.

What are Daniel Thomas Cauceglia's credentials?

Daniel Thomas Cauceglia is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Thomas Cauceglia located?

Daniel Thomas Cauceglia is based in BOCA RATON, Florida, working with AVENTURA CAPITAL MANAGEMENT, LLC. Their office serves clients in the BOCA RATON metropolitan area and surrounding communities.

How does Daniel Thomas Cauceglia charge for services?

Daniel Thomas Cauceglia's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AVENTURA CAPITAL MANAGEMENT, LLC?

AVENTURA CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $62M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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